REGULATION, COMPLIANCE & BUSINESS ETHICS TRAINING SOLUTIONS
Juries and the political economy of legal origin
The Use of Public Limited Partnership Financing in Agriculture for Income Tax Shelter
What is a Obtuse Angle
Insurance Law & Regulation
Social Media & Canadian Government Usage Examples
Capital-Market Effects of Corporate Disclosures and Disclosure Regulation
Using Examples In Oral Presentations
Mitchell C. Littman of Littman Krooks to Participate in TSL’s Capital Reformation & Crowdfunding Conference
21 CFR Part 11: Complying with Part 11 Regulation - Understanding the Predicate Rule - Webinar By GlobalCompliancePanel
Now in its Fourth Edition, this trusted Examples & Explanations title supplies:
coverage of the key concepts of securities regulation, including:
exemptions from registration
liability in securities offerings
securities fraud, insider trading, SEC enforcement, and cross-border regulation
the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered
a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail
examples drawn from newsworthy events, such as:
public offerings by Google and Microsoft
the roles of lawyers and accountants in Enron
insider trading by Martha Stewart fraud litigation involving Parmalat coverage that traces the topics in most of the leading casebooks
Updated throughout and with many new examples, the Fourth Edition features:
recent Supreme Court rulings:
Tellabs v. Makor Issues & Rights
Merrill Lynch v. Dabit
Dura Pharm. v. Broudo
updated new SEC rules, including the public offering rules
additional charts and diagrams
Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape.
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