Handling Corruption in Procurement

INTEGRITY | ACCURACY | OBJECTIVITY
ICFE Malaysia Sdn Bhd
International Cybercrime & Forensics Examiners
www.icfe-cg.com
Presents
2-Day Training On:
Handling Corruption in
Procurement
3 Feb 2010 - 4 Feb 2010 Parkroyal Hotel, Kuala Lumpur
Complete the registration form at
The Concept
the back of this brochure and return
Not too long ago, someone wrote “Power tends to corrupt,
and absolute power corrupts absolutely. Great men are
it to us by fax @ (603 ) 2147 4666
almost always bad man.” This has since being extended to
any man that has some power over anything.
• Purchasing Managers
d • Procurement Managers
n
e • Buyers, Merchandisers
Experts identify procurement as one of the area most prone
t
t • Fraud Investigators
• Legal & Compliance Managers
to corruption in the Banking, Oil and Gas, Trading, Health
A
• CFOs & VPs Finance
and education sectors. Corruption in procurement
d
l • Financial Controllers & Accountants
u • CEOs & MDs
engenders bad choices, affects the efficiency of both
o • Company Directors
• Risk Management & Regulatory Managers
private and public sector spending and donors’ resources.
h
S
• Internal Auditors & Audit Managers
It creates waste and, ultimately, affects the quality of life for
o • Internal Control Officers
• HR & Training Managers
all mankind, health and education services and the
h • IT & Contract Managers
opportunities they present to improve quality. Corruption
W • all who involved in Corporate
Transparency & Governance
also harms companies that produce goods and services in
this area as it increases operation costs, reduce
Led By:
Tommy Seah & Stanley Chia
competitiveness and, in the medium term, is not good
(Principal Trainer)
(Trainer-In-Attendance)
business.
Contracting is the main way a government operates and
public money is spent. In this sense, contracts are the
vehicles for implementing public policy. A significant portion
of health and education expenditure goes to procurement
or contracts for goods and services. It is edtimated that
between 20-50% of the government health budget is used
to produce drugs. Preventing and controlling corruption in
Register by 31 December 2009
procurement is, therefore, a determining factor in policy

for an EARLY BIRD DISCOUNT!
and project efficiency.
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Approved CPD Provider (worth USD200) for FREE! See brochure for more details
AIA Members stand to receive 14 units of
CSI Members enjoy 16 units of CPE Credits
CPD hours by attending this seminar
CSI World Headquarters
Training Professionals Globally

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SPECIALLY TAILORED IN-HOUSE TRAINING is now available!
Tel : (603) 2147 4580 | www.icfe-cg.com | enquiry@icfe-cg.com |
Course Schedule Fax: (603) 2147 4666
Introduction to Purchasing Fraud
Recap on Day 1
• Are Procurement Officers the main perpetrators of fraud
How corruption operates in public contracting
• What are some of the more popular misconception
Corruption and Cultural Considerations

regarding Procurement Fraud
• Gifts and entertainment practices
• What really is Procurement Fraud
• Understanding the global environment
1
• What are the limitations in auditing Procurement
• Pressures towards transparency
2
y
• Special situations in select industries
a
y
D Understanding and Shaping Your Organization’s
a
• Understanding your organization’s policies, codes
D Areas Meriting Additional Consideration
and practices
• Bidding
• Internal audit, Risk Management and Compliance
• Blanket purchases
role in Procurement
• Minority and disadvantaged business programs
• What is The New Paradign in dealing with fraud
• Trade customs or practices
• How does the new paradigm affects procurement
Suggestions for assessing and improving your environment
Case Discussion on Kickback
• Ethics and Integrity
• Collusion between employees and third parties
• Can ethics be taught ?
• Ethical Decisions Making Model
The direction to go in handling allegation of corruption
• The triangle of Temptations
The CSI Fraud Compass :
Recap on Day 2 Morning Session
• In what order would you perform the suggested
investigative tasks?
Investigating - Responding to Suspected Wrongdoing
• What would each of you recommend to be done
• Introduction to investigations
investigate the rumors of the COO receiving
• What a complete investigation should include
kickbacks from vendors?
• Proving wrongdoing in purchasing
• An investigative checklist
Recap on Morning Session
Contracting & the Prevention of Purchasing Fraud
• Contracting tasks and controls
Grease Money and Kickbacks - Cont’d...
• A step-by-step approach to prevention
• Where do i find the help in investigating Procurement
• Working with management to deter purchasing fraud
Fraud?
• Suggestions for the future
• What can be done to put more puzzle pieces on
the board?
• What are the appropriate financial records to examine?
A Discussion on Procurement Fraud Cases
Case Studies, Q & A Session

Creative Accounting and Purchasing Fraud
Refreshment
• The CSI Systemic Approach to fraud detection
• Purchasing fraud exposures
2 Tea Breaks and 1 Lunch Break
• Symptoms and “red flags” of purchasing fraud
will be provided for both days
General Discussion, Q & A Session
Interested in other courses?
Download our EVENT CALENDER at www.icfe-cg.com
Course Benefits
• Benefit from discussion and “real life” case studies.
• Gain insights from leading fraud investigators with many years of professional experience.
• Stay current with new and exciting developments in the fraud detection and prevention
techniques shared
• Increase your effectiveness within all aspects of dealing w
Suspect a fraud?
ith procurement fraud in your
Consult a
Organization.
Certified Fraud Examiner
• Leverage on networking, sharing of views and ideas.
at (65) 6222 9860 or email
fraudbuster@icfe-cg.com
• Learn how other organizations are dealing with problems of financial fraud.
Important Notice
“ Due to the interactive nature of the learning session, the sequence and contents of the program maybe vary according to the needs of the
participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest
of the majority of the participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation
and or disappointment in a public enrolment program that was not tailored to your specific need. Please inform the organizer in advance if
you are not agreeable or do not completely understand the above term and we will review your enrolment accordingly. ”

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Call today for a COMPLIMENTARY CONSULTATION! No Obligations.
Tel : (603) 2147 4580 | www.icfe-cg.com | enquiry@icfe-cg.com |
Trainer Profile
Fax: (603) 2147 4666
Tommy Seah
• The only Regent Emeritus of the Association of Certified Fraud Examiners
(ACFE) within the Asia Pacific
• Honorary Chairperson Emeritus of CSI World Headquarters
• World Class Financial Management Expert
• Double Firsts in Financial Management and Accountancy (U.K.)
• Chartered Banker, International Accountant, FCPA (USA), CSOXP
• Member of Advisory Board to SOX Institute (N.Y.)
• Member of Singapore Institute of Directors
Tommy is someone you would like to meet in person. He is a Certified Fraud Examiner and a Regent Emeritus, Association of
Certified Fraud Examiners based in Texas, USA. CFE is a post graduate professional qualification recognised by the USA Central
Intelligence Agency in its recruitment of auditors combating fraud.
His services in providing technical training and consultancy in AML and Basel II systems implementation is much sought after by
numerous banks in the region, including Germany, Singapore, Malaysia, China, Indonesia, Brunei, Thailand, Philippines and
Taiwan. Tommy’s previous experience includes systems-based auditing in an American International Bank, where he was the
Senior Regional Auditor Responsible for the Bank’s audit in the Asia Pacific region. He has also held the top executive position of
Chief of Internal Audit in prime offshore bank where his audit duties cover the Singapore and Hong Kong operations of the bank.
His brief covers all areas of the bank’s audit of operations and IT systems. Prior to this, he was Head of Operations of a foreign
bank.
In addition to being a Fellow Member of two internationally recognised and leading UK Accountancy body, Tommy holds
professional graduate diplomas from two Banking Institutes including the prestigious Chartered Institute of Bankers (UK).
Besides being a qualified fellow member of two U.K professional accounting bodies, he is also a member of EDP Auditors
Association now known as the Information Systems Audit and Control Association (ISACA) and Institute of Internal Auditors (USA).
In this region, Tommy Seah is the only Singaporean who holds the membership grade of Senior Associate of Malaysian Institute
of Bankers.
Tommy Seah has authored seven banking books including the F.I.G Program. The F.I.G is the authoritative and definitive text on
Financial Instruments designed to be used in the world wide banking industry. This publication has received excellent review and
first class commendation from some of the most authoritative professional certification bodies and top-rated banks in the world.
The other six authoritative texts are The Audit Foreign Exchange in Banks, The Control of Money Market Activities in Banks,
Understanding and Auditing Operational Risk management, Financial Management for Banks, MCA for Banks and SWAPS in
Investment Banking. His latest attempt is in the area of e-fraud and Digital Forensics for banks.
For the past twenty eight years, Tommy has trained numerous bank auditors and consulted by numerous lawyers in the region.
Financial Instruments, Foreign Exchange, Money Market Options, Derivatives and Swaps are his special interests. He devotes a
substantial portion of his time in research work and is presently available on retainer to selected established banks for loss
prevention consultancy. Today, he is still very much a hands-on accountant, auditor, investigator and SOX 404 Compliance
examiner.
You will want to meet him and know him not just for his technical knowledge and professional achievements. In almost every
instances, it is his unselfish willingness to share his insights on practical issues and his ability to make complicated things seem
simple that the audience find inspiring and refreshing for a change.
Consultant-In-Attendance
Stanley Chia
• Certified Fraud Examiner (CFE) with the Association of Certified Fraud Examiners

(ACFE)
• Certified Member (CAMS) with Association of Certified Anti-Money Laundering


Specialists (ACAMS)
• Certified System Investigator (CSI) with the CSI orld Headquarters
W
• Member of GRC Group New York

• Member of International Compliance Association (ICA)

Stanley is the Group Managing Director of ICFE Group of Companies, a think-tank company that provides












multi-consultancy solutions to companies world-wide. He specialises in investigative interviewing &











profiling techniques and has handled numerous cases for both local and foreign financial institutions. He


is also well versed in financial products knowledge, fraud examination techniques and compliance



methodologies.







Stanley has worked for large financial institutions like AIA Insurance, Singapore Exchange and United Overseas Bank where he











was involved in anti-money laundering, compliance, enforcement and fraud investigation work. To date, he has investigated more

















than 100 fraud and compliance-related cases and some of them involved over US$1M.




























He also holds a Master of Commerce, specialising in Business Law from the University of New South Wales. He obtained his

















Bachelor of Economics, majaring in Money & Banking and Accounting in 2001 from the University of Western Australia.

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Handling Corruption in Procurement
3 Feb 2010 - 4 Feb 2010 Parkroyal Hotel, Kuala Lumpur
How to Register
Tel
: (603) 2147 4577
Fax : (603) 2147 4666
Email : angel.low@icfe-cg.com
Web
: www.icfe-cg.com
Post To : ICFE Malaysia Sdn Bhd

Level 28, Central Plaza. 34 Jalan Sultan Ismail, 50250 Kuala Lumpur, Malaysia
Participant Details
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Course Fee
...............................................................................................................
RM 2500* (2-Day)
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**Register by 31 December 2009 for
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registration! Contact Joanne Su at +65 6222 9863 or email to joanne@csi-world-hq.org for more
Important Notice details about the membership.
IMPORTANT NOTICE: Payments are required with registration and must be received prior to the Coaching Session to guarantee your place. Walk-in delegates
will only be admitted on the basis of space availability at the Coaching Session and with immediate full payment.
CANCELLATIONS & TRANSFERS: If you are unable to attend, a substitute delegate is welcome at no extra charge. Please provide the name and the title of the
substitute delegate at least 2 days prior to the program. A refund less 10% administrative charge will be made for cancellation received in writing 10 working days
before the program date. A complete set of program documentation and a 50% refund will be given for cancellation made 3 working days before the program date.
Regrettably, no refund can be made for cancellation made on and/or after the program. A complete set of documentation will however be posted to you.
The organizer reserves the right to make any amendments and/or changes to the program, venue, speaker replacements and/or topics if warranted by
circumstances beyond its control.
DISCLAIMER: Due to the interactive nature of the learning session, the sequence and contents of the program may be vary according to the needs of the
participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest of the majority of the
participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation and or disappointment in a public enrolment
program that was not tailored to your specific need. Please inform the organizer in advance if you are not agreeable or do not completely understand the above
term and we will cancel your enrolment accordingly.
Tel : (603) 2147 4580 | Fax: (603) 2147 6666 | www.icfe-cg.com | enquiry@icfe-cg.com

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