Understanding Fraud Deterrent and Investigation

ICFE Malaysia Sdn Bhd
International Cybercrime & Forensics Examiners
www.icfe-cg.com INTEGRITY | ACCURACY | OBJECTIVITY
Understanding
Fraud Deterrent
Complete the registration form at
and
the back of this brochure and return
and
it to us by fax @ (603) 2147 4666
Investigation
13 - 14 April 2010
Parkroyal Hotel, Kuala Lumpur
Background
For all of us who are in the working world, we know that it is true that when a fraud comes to light,the typical reactions
range from asking how it happened, what the loss is, who are involved, to why it had not been spotted earlier.
The public tends to expect the internal auditors to detect frauds in the course of their work. Internal Auditors however see
it as unrealistic to expect them to scope their audits to detect fraud as well. They focus their work on areas with direct or
indirect impact on a company's bottom line eg. plugging revenue leakages, recovering overpayments, improving internal
controls, enhancing corporate governance practices, etc. Fraud discovery is mostly not the focus of their procedures.
They scope their work and review transactions based on samples. A fraud, particularly if it is not massive, might not be
visible from samples and normal audit procedures. Auditors do not check every transaction. Even if they do, some clever
collusive frauds (involving two or more persons, usually an employee and an outsider like a supplier) would probably go
undetected.
Given this state of play, most auditors do not really know what to do when a fraud investigation is thrust into their lap. Out
of necessity in keeping up with the appearance that they are in control, most will attempt to fake it. But fraud deterrence
and investigation is not an exercise that one can fake it until they make it. The consequences can be quite fatal.
ICFE has put together this comprehensive, yet in-depth, program offers you a cutting-edge understanding of the fraud
problem in the Asia Pacific region, the legal and financial elements of fraud, and a proven system to prevent, detect, and
investigate potential fraud situations.
Led By:
Unlike other fraud training programs, the ICFE Understanding Fraud
Tommy Seah & Stanley Chia
Deterrent and Investigation will teach participants how to take a proactive
(Principal Trainer)
(Trainer-In-Attendance)
role in fraud deterrence. You will be exposed to many different aspects of
fraud, including computer fraud and security, common fraud schemes and
techniques, forensic science, new techniques in internal accounting controls,
and criminal and civil proceedings when fraud has been detected. You will
also be involved in a case discussion in a fraud investigation from its
inception to the reporting of the act using real life examples.
Become an Associate Member of CSI WORLD HEADQUARTERS
(worth USD200) for FREE! See brochure for more details
Register by 28 February 2010

Approved CPD Provider
for an EARLY BIRD DISCOUNT!
AIA Members stand to receive 14 units of
CSI Members enjoy 16 units of CPE Credits
CPD hours by attending this seminar
CSI World Headquarters
Training Professionals Globally

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Course Outline Tel : (603) 2147 4580 | www.icfe-cg.com
Fax: (603) 2147 4666 | enquiry@icfe-cg.com
GETTING THE RIGHT THE PERSPECTIVE
Types of occupational fraud
The 'honesty' culture
Relevant criminal legislation
Fraud environments
Fraud indicators
Anti-fraud policies
DETERRENCE AND DETECTION TECHNIQUES
Criminal psychology and the 'perception of detection'
Practical ways to improve fraud deterrence
DATA Analytics as a tool in fraud deterrence
THE PROFESSIONAL INVESTIGATION
Allocating a code name
Keeping it quiet
The secure document library
The evidence trail
Primary v secondary evidence
Use of computer evidence
Questioning methods
Knowing when to terminate an interview
Record keeping
Timelines
THE STEPS TO CRIMINAL PROSECUTION
Discipline, dismiss, or prosecute?
Liaison with the authorities
Timescales
Impact within the company
External publicity?
Dealing with the lawyers
Attending court

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Call today for a COMPLIMENTARY CONSULTATION! No Obligations.
Tel: (603) 2147 4580 | Fax: (603) 2147 4666 | www.icfe-cg.com | enquiry@icfe-cg.com
About Our Workshop Leader Tommy Seah
• The only Regent Emeritus of the Association of Certified Fraud Examiners (ACFE) within
the Asia Pacific
• Chairperson Emeritus of CSI World Headquarters
• World Class Financial Management Expert
• Double Firsts in Financial Management and Accountancy (U.K.)
• Chartered Banker, International Accountant, FCPA (USA), CSOXP
• Member of Advisory Board to SOX Institute (N.Y.)
• Member of Singapore Institute of Directors
To say that Tommy is a man of many talents would be an understatement. He is one of those people that you would like to meet in person.
Unassuming, straight talking, funny, sincere, ruthlessly honest, experienced and helpful would be some of the usual comments about him.
Tommy is the only Singaporean that has ever achieved a Double First in the English Accountancy Examination for Financial Management
and in the Accountancy Finals.
abroad. Notwithstanding the fact that he is exceedingly well known in the Financial and Economic Crime circle as a Number One Fraud
In 2005, he was appointed as Compliance Adviser to a US$25 billion Asset Management Company. In the following year he was invited to be
He conducts Asset and Liability Management Executive Coaching sessions to some of the most established Financial Institutions in the
Vice Chairman. He is the only Asian that sits on the American Board of Regents.
methodology.
of Economics by the CIOD, Shanghai, Greater China.
Tommy is also the author of “101 Methods of Money Laundering” & “Sound Financial Management”. His hobbies include sharing his
Trainer In Attendance
Mr Stanley Chia
• Certified Fraud Examiner (CFE) with the Association of Certified Fraud Examiners (ACFE)
• Certified Member (CAMS) with Association of Certified Anti-Money Laundering Specialists (ACAMS)
• Certified System Investigator (CSI) with the CSI World Headquarters
• Member of GRC Group New York
• Member of International Compliance Association (ICA)
Stanley is the Group Managing Director of ICFE Group of Companies, a think-tank company that provides
multi-consultancy solutions to companies world-wide. He specialises in investigative interviewing &
profiling techniques and has handled numerous cases for both local and foreign financial institutions. He
is also well versed in financial products knowledge, fraud examination techniques and compliance
methodologies.
Stanley has worked for large financial institutions like AIA Insurance, Singapore Exchange and United Overseas Bank where he
was involved in anti-money laundering, compliance, enforcement and fraud investigation work. To date, he has investigated more
than 100 fraud and compliance-related cases and some of them involved over US$1M.
He also holds a Master of Commerce, specialising in Business Law from the University of New South Wales. He obtained his
Bachelor of Economics, majaring in Money & Banking and Accounting in 2001 from the University of Western Australia.
Important Notice
“ Due to the interactive nature of the learning session, the sequence and contents of the program maybe vary according to the needs of the
participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest of the
majority of the participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation and or
disappointment in a public enrolment program that was not tailored to your specific need. Please inform the organizer in advance if you are not
agreeable or do not completely understand the above term and we will review your enrolment accordingly. ”

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Understanding Fraud Deterrent and Investigation
13 - 14 April 2010 Parkroyal Hotel, Kuala Lumpur
How to Register
Tel
: (603) 2147 4577
Fax
:
(603) 2147 4666
Email
: angel.low@icfe-cg.com
Web
:
www.icfe-cg.com
Post To: ICFE Malaysia Sdn Bhd
Level 28, Central Plaza. 34 Jalan Sultan Ismail, 50250 Kuala Lumpur, Malaysia
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Course Fee
...............................................................................................................
RM 2500* (2-Day)
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Early Bird
RM 2350
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Corporate
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**Register by 28 February 2010 for
an EARLY BIRD DISCOUNT!
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* Does not include accomodation
Become an Associate Member of CSI WORLD HEADQUARTERS (worth USD200) for FREE upon
registration! Contact Joanne Su at +65 6222 9863 or email to joanne@csi-world-hq.org for more
Important Notice details about the membership.
IMPORTANT NOTICE: Payments are required with registration and must be received prior to the Coaching Session to guarantee your place. Walk-in delegates
will only be admitted on the basis of space availability at the Coaching Session and with immediate full payment.
CANCELLATIONS & TRANSFERS: If you are unable to attend, a substitute delegate is welcome at no extra charge. Please provide the name and the title of the
substitute delegate at least 2 days prior to the program. A refund less 10% administrative charge will be made for cancellation received in writing 10 working days
before the program date. A complete set of program documentation and a 50% refund will be given for cancellation made 3 working days before the program date.
Regrettably, no refund can be made for cancellation made on and/or after the program. A complete set of documentation will however be posted to you.
The organizer reserves the right to make any amendments and/or changes to the program, venue, speaker replacements and/or topics if warranted by
circumstances beyond its control.
DISCLAIMER: Due to the interactive nature of the learning session, the sequence and contents of the program may be vary according to the needs of the
participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest of the majority of the
participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation and or disappointment in a public enrolment
program that was not tailored to your specific need. Please inform the organizer in advance if you are not agreeable or do not completely understand the above
term and we will cancel your enrolment accordingly.
Tel : (603) 2147 4580 | Fax: (603) 2147 6666 | www.icfe-cg.com | enquiry@icfe-cg.com

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